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Compliance Manager (Global Markets)

Job No.: 494208
Employment Type: Full time
Departments: Global Markets
Job Functions: Business Development

Responsibilities:

  • Help to collect and analysis data for daily compliance monitoring
  • Help to design and prepare all regular market risk internal control or monitoring reports
  • Carry out daily real time risk monitoring on ASEAN entities
  • Be responsible for drafting all kinds of internal self-assessment and gap analysis reports on internal control measures and mechanism
  • Help to draft internal control or working manual manuals
  • Responsible for coordinating all kinds of internal and external audit exams and help to monitor the progress on implementing corrective measures as suggested and agreed by the bank
  • Assist the supervisor to roll out all internal control measures, like drafting management guidelines or carrying out sample checks
  • Provide control related supports to front line trading teams (including those in ASEAN entities)
  • Need to travel or work in ASEAN entities for a short duration

Requirements:

  • Degree holder or above
  • At least 5 years' relevant experience in Banking industry
  • Knowledge of Global Financial Market and Treasury Development is an added advantage
  • Strong analytical capability, self-motivated, and independent
  • Strong interpersonal and communication skills
  • Good command of both spoken and written Chinese and English, fluent in Mandarin is a plus
  • Hands-on experience in PC software, including MS Word, Excel, PowerPoint, Access, and Chinese Word Processing

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