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法律合規與操作風險管理部
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Senior Compliance Manager / Compliance Manager (Compliance Review)
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職位編號:
498495
聘用性質:
全職
部門:
法律合規與操作風險管理部
工作類別:
合規
Responsibilities:
Assist to formulate annual compliance review plan by referencing risk assessment results.
Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies.
Coordinate or perform regulatory self-assessments.
Keep abreast of regulatory requirements and changes / developments of business and operations of the Group.
Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/ tools, field work, reporting of issues.
Maximize the application of technology for identification of irregularities and sample selection.
Requirements:
Degree holder or above in Banking and Finance, Accounting, IT or related disciplines.
At least 5 years' experience in internal audit, compliance, operational risk management preferably in banking, financial sectors or regulatory bodies.
Sound knowledge in banking products, regulatory requirements and the market practice. Proficiency in the use of technology for identification of irregularities and sample selection will be an added advantage.
Good analytical, interpersonal and communication skills with flexibility and adaptability to changes.
Good Chinese report writing skills and good command of Mandarin.
Candidates with less experience will be considered as Compliance Manager.
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職位名稱
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Senior Compliance Manager / Compliance Manager (Compliance Review)
法律合規與操作風險管理部
事業發展機會
職位名稱
部門
Senior Compliance Manager / Compliance Manager (Compliance Review)
法律合規與操作風險管理部
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