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Senior Compliance Manager (Team Head) - Compliance Division

Job No.: 498131
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Compliance


  • Lead a team in providing compliance advisory to corporate banking and financial markets related business units, regarding the compliance, policies and procedures, compliance manuals, banking products and business propositions
  • Participate in compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the local laws and regulations, the market practices and the actual circumstances of the bank
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives 


  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 8 years' experience in legal and compliance, preferably in banking, financial sectors or regulatory bodies, with at least 2 years of supervisory experience
  • Sound knowledge in banking products, regulatory requirements and the market practice
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office

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