Business Compliance & Risk Control Manager- AMC

Job No.: 499699
Employment Type: Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset Management

Job Description

  • Re-examine and revise the Company's risk management policy statement, risk appetite statement, risk appetite administrative measures, risk data aggregation and risk reporting management policy and other policies and procedures
  • Assist the Secretariats of risk management sub-committees of the Board of Directors and the Management, including preparation of the meeting materials, the organization of meetings and reports on the implementation of meeting resolutions
  • Ensure that procedures and workflows are following all regulations, policies and manuals etc.
  • Provide advice on risk management and compliance requirements to first line of defense
  • Identify alerts and report to the team head on regulatory irregularities, breach of guidelines and potential risks
  • Handle ad-hoc projects and duties as assigned

 

 

Requirements

  • Qualifications of degree or above, preferably major in Business, Finance, Risk Management
  • At least 5 years’ experience in asset management area, experience in risk management and alternative investment is preferred
  • Professional qualification in CFA/ FRM/ PRM is an advantage
  • Good understanding of relevant policies, procedures, practices and regulations 
  • Fluent in both written and spoken English and Chinese; proficiency in Putonghua is an advantage

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