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(Senior) Business Compliance & Risk Control Manager

Job No.: 499146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management

Responsibilities:

  • Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities.
  • Oversight risk monitoring and control on Southeast Asian institutions.
  • Work with development team and vendor for digitalized project to streamline workflow and conduct data asset management.
  • Prepare MIS reports on portfolio exposure regularly.
  • Perform strategic planning, financial budgeting, cost management control and performance measurement.
  • Perform credit administration duties.
  • Conduct ad-hoc projects as assigned.

Requirements:

  • Degree holder in Accounting, Business Administration, Finance, Risk Management, Statistics, Information Science or related disciplines
  • At least 8 years of experience in control, risk management, compliance, audit, strategic planning and budgeting or related disciplines
  • Excellent problem-solving skill, analytical skill, detail-minded, self-motivated and able to work under pressure of meeting deadlines
  • Proficiency in computer applications such as Bloomberg, MS Excel, VBA and in spoken & written Chinese (including Mandarin) & English
 
 

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