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Senior / Business Compliance & Risk Control Manager
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職位編號:
499067
聘用性質:
全職
部門:
全球市場
工作類別:
策劃, 風險管理, 合規
Responsibilities:
Design and prepare various routine monitoring and compliance report for Global Markets operational risks.
Follow up on various operational incidents and conduct independent assessment and analysis on the cases
Write kinds of internal self-assessment and different gap analysis reports on internal control and compliance mechanism
Formulate internal control or working manual manuals and provide opinion on the operating procedures of the business units
Coordinates with relevant parties on various kinds of internal and external audit exams and monitor the progress on implementing corrective measures as suggested and agreed by the bank.
Assist supervisors to roll out all internal control measures, like formulating management guidelines or carrying out sample checks
Provide necessary risk control related supports to front line trading teams (including those in ASEAN entities)
Requirements:
Bachelor degree or above
5 years of working experience in strategy planning, data analysis, economy research or relative work
With strong responsive sense and can perform job timely and independently
With strong written and communication skills
Good understanding of industry dynamics and market changes in Hong Kong and China Financial market
Excellent skills in MS office and data analysis tools
May need to travel or work in ASEAN entities for a short duration
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Senior / Business Compliance & Risk Control Manager
全球市場
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Senior / Business Compliance & Risk Control Manager
全球市場
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