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Business Compliance & Risk Control Manager- AMC

職位編號: 499699
聘用性質: 全職
部門: 中銀香港資產管理有限公司
工作類別: 資產管理

Responsibilities

  • Re-examine and revise the Company's risk management policy statement, risk appetite statement, risk appetite administrative measures, risk data aggregation and risk reporting management policy and other policies and procedures
  • Assist the Secretariats of risk management sub-committees of the Board of Directors and the Management, including preparation of the meeting materials, the organization of meetings and reports on the implementation of meeting resolutions
  • Ensure that procedures and workflows are following all regulations, policies and manuals etc.
  • Provide advice on risk management and compliance requirements to first line of defense
  • Identify alerts and report to the team head on regulatory irregularities, breach of guidelines and potential risks
  • Handle ad-hoc projects and duties as assigned

Requirements

  • Qualifications of degree or above, preferably major in Business, Finance, Risk Management
  • 5 years’ experience in asset management area, experience in risk management and alternative investment is preferred
  • Professional qualification in CFA/ FRM/ PRM is an advantage
  • Good understanding of relevant policies, procedures, practices and regulations 
  • Fluent in both written and spoken English and Chinese; proficiency in Putonghua is an advantage

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