Responsibilities:

• Review and contribute to the client onboarding process to ensure adherence to compliance requirement.
• Oversee & follow up the risk and compliance related issues, and coordinate the enquiries from Internal / external parties.
• Build, develop and maintain client relationship to offer tailor made investment solutions.
• Ensure the sales practices, marketing materials align with regulatory requirements and internal policies.
• Attend to general client enquiries, liaise with internal and external parties to fulfill client requests and follow through.
• Efficiently execute ad hoc duties and projects as assigned

Requirements:

• Degree holder in business, finance or relevant disciplines; CFA, FRM is preferable
• 7-10 years proven experience, preferably in the asset management or broader financial services industry
• In-depth knowledge of investment products, and the asset management landscape. 
• Experience in KYC / AMC is a must.
• Client focused with excellent communication, interpersonal skill.
• Highly motivated with strong analytical and coordination skill.
• Good command of spoken and written English, Mandarin and Cantonese