Responsibilities:

• Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
• Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
• Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
• Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives

Requirements:

• Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
• At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
• Sound knowledge in investment or insurance products, regulatory requirements and the market practices
• Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin)
• Proficiency in using Microsoft office

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