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Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
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职位编号:
499150
聘用性质:
全职
部门:
私人银行
工作类别:
质量监控, 风险管理
Responsibilities:
Act as first line of defense to conduct
AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks
Review KYC profiles, account opening / review documents
Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review
Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable
Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense
Assist to conduct training to promote compliance culture
Assist to investigate suspicious transaction
Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
Provide staff training where required
Assist on other ad hoc tasks as assigned
Requirements:
Degree or above
4+ years working experience in banking and finance, at least 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage
Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
Proficient in written, spoken English AND Chinese
Familiar with HKMA/SFC regulatory requirements
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职位名称
部门
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
私人银行
事业发展机会
职位名称
部门
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
私人银行
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