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Deputy / Assistant Compliance Manager (Compliance Division)

职位编号: 499250
聘用性质: 全职
部门: 法律合规与操作风险管理部
工作类别: 风险管理

Responsibilities:
  • Provide advisory services to designated business units regarding regulatory compliance issues
  • Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives
  • Assist in implementation of Head Office compliance-related requests and/or reporting requirements.
Requirements: 
  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 2 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Knowledge in banking products, regulatory requirements and the market practice
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office

 

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