Responsibilities:

• Comply with relevant government regulations and the Bank’s guidelines and policies
• Lead the compliance and operation risk, anti-money laundering (AML) implementation strategies, oversee AML policy execution for corporate banking operations including client due diligence reviews, suspicious transaction investigations, fraud risk mitigation measures, and conduct periodic reports to senior management
• Maintain comprehensive understanding of regulatory frameworks from Hong Kong SAR government agencies, Mainland China regulators overseas supervisory entities, and provide expert reviews/consultation on internal control mechanisms, operational guidelines, and procedural standards
• Continuously evaluate market dynamics or regulatory updates to propose updated implementation goals, core methodology pathways, and quality assurance benchmarks
• Establish departmental collaboration with frontline corporate bankers, compliance officers, AML specialists throughout workflow processes to deliver actionable solutions for complex operational challenges
• Participate in internal management reporting and external regulatory communication regarding AML/CTF tasks

Requirements:

• Bachelor degree holder or above with major in Banking and Finance, Business Administration or other related disciplines
• Relevant qualification in CAMS, AAMLP will be an advantage
• Minimum of 8 years of professional experience in the field of corporate credit management, compliance and operation risk, anti-money laundering, etc.
• Familiar with local regulatory requirements and banking operations, and have a good understanding of the concepts, principles and monitoring framework of risk management
• Proficiency in both English and Chinese (including Putonghua) with excellent communication skills