Responsibilities:

• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense
• Assist to investigate customer complaints
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements; or any other tasks assigned by supervisor

Requirements: 

• 1+ years working experience in banking and finance, at least 1 years in relevant private banking Compliance. Strong investment product knowledge is an advantage.
• Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
• Proficient in written, spoken English and Chinese
• Familiar with the regulatory requirements of private banking