Responsibilities :

• Lead and manage a portfolio of internal audit engagements in the Financial Markets sector, covering the full audit cycle from planning and risk assessment through fieldwork to reporting and follow-up.
• Evaluate compliance with applicable regulations, standards, and internal policies; assess the design and operating effectiveness of internal controls; identify key risks and control gaps; and deliver practical, value-adding recommendations.
• Provide insightful advice to business stakeholders on enhancing operational efficiency, optimizing processes, and strengthening risk management practices.
• Participate in ad-hoc projects, special reviews, and other initiatives as required by management or regulatory developments.

Requirements :

• Bachelor’s degree or above in Accountancy, Finance, Statistics, Risk Management, or a related discipline.
• At least 4 years of relevant experience in internal/external audit, preferably gained at a major audit firm and/or within a financial institution (candidates with fewer years of experience may be considered for the Assistant Audit Manager level).
• Solid hands-on experience in the Financial Markets sector, with exposure to auditing, compliance reviews, or control assessments in areas such as treasury, trading, derivatives, FX, securities, or related activities.
• Professional qualification such as CPA, CIA, or equivalent is required; additional certifications including CFA, FRM, CISA, CAMS, or similar are highly advantageous.
• Strong knowledge of Hong Kong regulatory framework (e.g., HKMA guidelines), local laws, international standards, and prevailing market practices in Financial Markets.
• Excellent project management skills, with proven ability to supervise team members, coordinate cross-functional efforts, and deliver high-quality work under tight timelines.
• Strong analytical mindset, superior report-writing abilities, and effective communication and interpersonal skills; a collaborative team player who is self-motivated and proactive.
• Proficiency in both written and spoken English and Chinese (Cantonese); good command of Mandarin is preferred.