Responsibilities:

• Assist to formulate annual compliance review plan by referencing risk assessment results
• Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory / Head Office requirements and internal policies
• Coordinate or perform regulatory self-assessments
• Keep abreast of regulatory requirements and changes / developments of business and operations of the Group
• Support the end-to end compliance review process, which involves planning, design of review methodology/ tools, field work, management reporting etc.
• Maximize the application of technology for identification of irregularities and sample selection
• Assist in ad-hoc compliance projects as required

Requirements:

• Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
• Team player with good communication and time management skills
• Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin)
• Proficiency in using Microsoft office & Microsoft Excel
• With experience in data analytics for Compliance Review work is highly desirable
• Immediately available is an advantage