Compliance Manager
Job No.: 499407
Employment Type: Full time
Departments: Compliance Department
Job Functions: Compliance
Job Responsibilities:
The incumbent is expected to provide advisory services to business units on regulatory compliance issues relating to sales and distribution of insurance business and to maintain compliance programs addressing market conduct, regulatory and internal
guidelines including but not limited to sales and conduct risk related requirements.
In addition, the incumbent is also expected to provide support to business initiatives, cultivate compliance awareness of the company through organizing compliance training and compliance review programs, and work with business units on handling inquiries
from regulators.
Job Requirements:
- Bachelor Degree in Law, Risk Management, Business Administration or related disciplines.
- Minimum 5 years relevant experience in life insurance compliance function.
- Working knowledge in Insurance Ordinance, Securities and Futures Ordinance, good understanding of Hong Kong insurance regulatory framework and experience in dealing with regulators is preferred.
- Preference will be given to those with solid experience in distribution compliance, market conduct, sales and marketing materials review.
- Good interpersonal, communication, analytical and bilingual drafting skills
- Detail-minded, mature, confident, self-motivated and be able to work in fast paced environment.
- A good team player & be able to work proactively & independently.
- Proficient in spoken & written English & Chinese (Cantonese & Mandarin).
We offer 5-day work week, attractive remuneration package and excellent training & development opportunities. Interested parties please apply with full resume including expected salary to: hr@boclife.com.hk.
(Data collected will be used for recruitment purpose only.)
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