Senior Compliance Manager - General Compliance
Job No.: 499054
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management, Compliance
Responsibilities
- Assist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations
- Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances
- Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast of development, and prepare reports for management
- Lead, disseminate and implement Head Office compliance-related requests and/or reporting requirements.
- Conduct compliance training for staff in accordance with local regulations, the Bank's internal requirements and training objectives
- Work closely with relevant stakeholders on general compliance matters, regulatory reviews and examinations, compliance-related projects, initiatives and system launch
- Ad-hoc tasks as assigned by management from time to time
Requirements
- Degree holder or above in Laws, Banking, Finance, Accounting, Risk Management or related disciplines
- At least 5 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
- Sound knowledge in banking operations and market practices, laws and regulatory requirements pertinent to bank
- Ability to work independently and as a team member, timely and appropriately identify and escalate issues
- Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
- Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office
- ESG related qualification and experience is an advantage
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