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Senior Compliance Manager - General Compliance

Job No.: 499054
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management, Compliance

  • Assist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations
  • Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances
  • Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast of development, and prepare reports for management
  • Lead, disseminate and implement Head Office compliance-related requests and/or reporting requirements.
  • Conduct compliance training for staff in accordance with local regulations, the Bank's internal requirements and training objectives
  • Work closely with relevant stakeholders on general compliance matters, regulatory reviews and examinations, compliance-related projects, initiatives and system launch
  • Ad-hoc tasks as assigned by management from time to time
  • Degree holder or above in Laws, Banking, Finance, Accounting, Risk Management or related disciplines
  • At least 5 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in banking operations and market practices, laws and regulatory requirements pertinent to bank
  • Ability to work independently and as a team member, timely and appropriately identify and escalate issues
  • Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office 
  • ESG related qualification and experience is an advantage



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