Senior / Business Compliance & Risk Control Manager
Job No.: 499067
Employment Type: Full time
Departments: Global Markets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
- Design and prepare various routine monitoring and compliance report for Global Markets operational risks.
- Follow up on various operational incidents and conduct independent assessment and analysis on the cases
- Write kinds of internal self-assessment and different gap analysis reports on internal control and compliance mechanism
- Formulate internal control or working manual manuals and provide opinion on the operating procedures of the business units
- Coordinates with relevant parties on various kinds of internal and external audit exams and monitor the progress on implementing corrective measures as suggested and agreed by the bank.
- Assist supervisors to roll out all internal control measures, like formulating management guidelines or carrying out sample checks
- Provide necessary risk control related supports to front line trading teams (including those in ASEAN entities)
Requirements:
- Bachelor degree or above
- 5 years of working experience in strategy planning, data analysis, economy research or relative work
- With strong responsive sense and can perform job timely and independently
- With strong written and communication skills
- Good understanding of industry dynamics and market changes in Hong Kong and China Financial market
- Excellent skills in MS office and data analysis tools
- May need to travel or work in ASEAN entities for a short duration
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