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Senior / Business Compliance & Risk Control Manager

Job No.: 499067
Employment Type: Full time
Departments: Global Markets
Job Functions: Strategic Planning, Risk Management, Compliance

Responsibilities:

  • Design and prepare various routine monitoring and compliance report for Global Markets operational risks.
  • Follow up on various operational incidents and conduct independent assessment and analysis on the cases
  • Write kinds of internal self-assessment and different gap analysis reports on internal control and compliance mechanism
  • Formulate internal control or working manual manuals and provide opinion on the operating procedures of the business units
  • Coordinates with relevant parties on various kinds of internal and external audit exams and monitor the progress on implementing corrective measures as suggested and agreed by the bank.
  • Assist supervisors to roll out all internal control measures, like formulating management guidelines or carrying out sample checks
  • Provide necessary risk control related supports to front line trading teams (including those in ASEAN entities)

 

Requirements:

  • Bachelor degree or above
  • 5 years of working experience in strategy planning, data analysis, economy research or relative work
  • With strong responsive sense and can perform job timely and independently   
  • With strong written and communication skills 
  • Good understanding of industry dynamics and market changes in Hong Kong and China Financial market
  • Excellent skills in MS office and data analysis tools
  • May need to travel or work in ASEAN entities for a short duration 

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