Responsibilities:

• Lead and manage various internal audit engagements in Financial Markets sector from planning, risk assessment, fieldwork to reporting
• Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations
• Provide business stakeholders with recommendations on how to improve efficiency or optimize business processes
• Support ad-hoc projects as required

Requirements:

• Degree or above with major in Accountancy, Finance, Statistics, Risk Management or related disciplines
• 4 years or above experience in audit firms (preferably with sizable audit firm), financial institutions, or SFC licensed companies
• Solid experience in Financial Markets sector (including asset management, trustee services, securities and futures services etc.), preferably in roles with duties of auditing, compliance review, control assessment
• Professional qualification of CPA or CIA or equivalent; CFA, FRM will be a plus
• Familiar with Securities and Futures Ordinance, Mandatory Provident Fund Ordinance, or other related Ordinances
• Good team-player with excellent project management, communication and interpersonal skills, competence of supervision, good analytical report writing and self-motivated
• Proficiency in spoken and written Chinese and English, with good command of Mandarin
• Occasional travels are required