Responsibilities

• Assist Team Head to manage a team to provide compliance advice and support for the Bank's Corporate Banking and Financial Markets related business units
• Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances
• Conduct compliance training for staff in accordance with local regulations, the Bank's internal requirements and training objectives
• Collaborate closely with relevant stakeholders to ensure the Bank’s compliance on Corporate Banking and Financial Markets related business, e.g. overseeing new product launches, regulatory reviews and examinations, compliance-related projects, initiatives and system launch etc
• Ad-hoc tasks as assigned by management from time to time

Requirements

• Degree holder or above in Laws, Banking, Finance, Accounting, Risk Management or related disciplines
• At least 5 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
• Sound knowledge in Corporate Banking and Financial Markets business operations and market practices, laws and regulatory requirements pertinent to bank
• Ability to work independently and as a team member, timely and appropriately identify and escalate issues
• Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office

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