Senior Business Compliance Manager (Business Risk and Control – Insurance)
Job No.: 498662
Employment Type: Full time
Departments: Personal Banking Risk And Integrated Management Department
Job Functions: Risk Management
Roles and Responsibilities
- To assist in conducting Insurance sales risk control checking, alert and report on regulatory irregularities and potential compliance risk
- Formulate, evaluate and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
- Manage and enhance an effective compliance and control infrastructure, such as risk data analysis and feedback mechanism, thus to improve the efficiency and effectiveness of compliance work
- Review gap analysis in relation to the latest regulatory requirements
- To compile management reports on risk management and compliance related areas
Requirements
- Degree or above with major in Audit, Insurance, Risk Management, Law, or related discipline.
- Over 8 years of experience in Insurance or Banking industries
- Able to handle multi-tasks independently and work under pressure
- Excellent interpersonal and communications skills with good command of both spoken and written English and Chinese
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