ENG
简体
職位搜索
例如: 私人銀行, 全職
調整搜索範圍
聘用性質
全職
1
部門
私人銀行
1
工作類別
質量監控
1
風險管理
1
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
立即申請
職位編號:
499150
聘用性質:
全職
部門:
私人銀行
工作類別:
質量監控, 風險管理
Responsibilities:
Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks
Review KYC profiles, account opening / review documents
Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
Review marketing/product materials submitted by various units, and to analyze the compliance risks in new businesses / products / processes/ systems
Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various internal and/or regulatory requirements. Recommend follow up action to close the gaps
Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense
Assist to conduct training to promote compliance culture
Assist to investigate customer complaints
Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
Coordinate internal / external review or audit
Provide staff training where required
Assist on other ad hoc tasks as assigned
Requirements:
Degree or above
2+ years working experience in banking and finance, at least 1 years in relevant private banking Compliance. Strong AML knowledge is an advantage.
Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
Proficient in written, spoken English and Chinese
Familiar with HKMA/SFC regulatory requirements
#LI-CT1
返回搜索結果
立即申請
介紹予朋友
搜索結果
職位名稱
部門
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
私人銀行
事業發展機會
職位名稱
部門
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
私人銀行
Powered by PageUp