Responsibilities:

• Assist to formulate annual compliance review plan by referencing risk assessment results.
• Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies.
• Coordinate or perform regulatory self-assessments.
• Keep abreast of regulatory requirements and changes / developments of business and operations of the Group.
• Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/ tools, field work, reporting of issues.
• Maximize the application of technology for identification of irregularities and sample selection.

Requirements:

• Degree holder or above in Banking and Finance, Accounting or related disciplines
• 5-7 years of internal control, assurance or audit experience with banks or financial institution
• knowledge of banking products, services and relevant regulatory requirements
• Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin)

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