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(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division

Job No.: 498594
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal


  • Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
  • Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives


  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in investment or insurance products, regulatory requirements and the market practices
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office



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